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Nicholas Spangler

Strategic Advisers LLC

Larkspur, CA

Mill Valley, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

601 Larkspur Landing Circle, Larkspur, CA 94939-1722 • United States

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Chico CA 05/2014 04/2018
Chelsea Financial Services Staten Island NY 04/2018 12/2021
Fidelity Investments Larkspur CA 12/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2014 → 04/2018
    Securities America, Inc.
    Chico, CA
  • 04/2018 → 12/2021
    Chelsea Financial Services
    Staten Island, NY
  • 12/2021 → Present
    Fidelity Investments
    Larkspur, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-03-29 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Larkspur, CA
  • 2018-04-26 → 2021-12-01
    Chelsea Advisory Services, Inc
    Durham, CA
    Staten Island, NY
    Mill Valley, CA
  • 2015-07-07 → 2018-04-26
    Securities America Advisors, Inc.
    Chico, CA
    San Francisco, CA
Other Businesses

OBA-131503|OrgNmn:Marin County Estate Planning Council |Org Addr:San Rafael,California,US|OBA Nature:The Marin County Estate Planni|Invst Rel:Y|Title:The Marin County Estate Planning |Duties:Attend meetings, participate in membership activities. |StrtDt:07-07-26|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 2014-09-05
  • S65 Uniform Investment Adviser Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    2014-09-05
Other Names
  • Nicholas Spangler
  • Nicholas P Spangler

View on SEC IAPD

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Other Investors

KELLY DOUGLAS KANE
MORGAN SELMI
PATRICK MICHAEL BERESH
THOMAS NOWROUZI
YEISON MAZARIEGOS BARRIOS
DANIEL LEE RASMUS
JEFFREY LIMETA
GUSTAVO SANCHEZ

Other Offices

BROADWING CAPITAL ADVISORS, INC. · LARKSPUR, CA
PMB ADVISORS · LARKSPUR, CA
PMB ADVISORS · LARKSPUR, CA
EB FINANCIAL GROUP, LLC · LARKSPUR, CA
BEACON POINTE ADVISORS, LLC · Larkspur, CA
SHIRA RIDGE WEALTH MANAGEMENT · LARKSPUR, CA
WARM SPRINGS ADVISORS INC. · LARKSPUR, CA
AMERICAN PACIFIC GROUP · LARKSPUR, CA

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