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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-10
ND RA APPROVED 2025-10-31
AK RA APPROVED 2025-10-27
PR RA APPROVED 2025-10-27
NE RA APPROVED 2025-10-24
AR RA APPROVED 2025-10-23
AL RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
GA RA APPROVED 2025-10-22
IA RA APPROVED 2025-10-22
MT RA APPROVED 2025-10-22
TX RA APPROVED_RES 2025-10-22
VI RA APPROVED 2025-10-22
KS RA APPROVED 2025-10-21
LA RA APPROVED 2025-10-21
ME RA APPROVED 2025-10-21
MD RA APPROVED 2025-10-21
MN RA APPROVED 2025-10-21
NM RA APPROVED 2025-10-21
NC RA APPROVED 2025-10-21
UT RA APPROVED 2025-10-21
NJ RA APPROVED 2023-05-31
NY RA APPROVED 2023-05-26
  • DC RA
    APPROVED
    Since 2025-11-10
  • ND RA
    APPROVED
    Since 2025-10-31
  • AK RA
    APPROVED
    Since 2025-10-27
  • PR RA
    APPROVED
    Since 2025-10-27
  • NE RA
    APPROVED
    Since 2025-10-24
  • AR RA
    APPROVED
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • GA RA
    APPROVED
    Since 2025-10-22
  • IA RA
    APPROVED
    Since 2025-10-22
  • MT RA
    APPROVED
    Since 2025-10-22
  • TX RA
    APPROVED_RES
    Since 2025-10-22
  • VI RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-10-21
  • LA RA
    APPROVED
    Since 2025-10-21
  • ME RA
    APPROVED
    Since 2025-10-21
  • MD RA
    APPROVED
    Since 2025-10-21
  • MN RA
    APPROVED
    Since 2025-10-21
  • NM RA
    APPROVED
    Since 2025-10-21
  • NC RA
    APPROVED
    Since 2025-10-21
  • UT RA
    APPROVED
    Since 2025-10-21
  • NJ RA
    APPROVED
    Since 2023-05-31
  • NY RA
    APPROVED
    Since 2023-05-26

Branch Locations

Williamsville, NY • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Depew NY 07/2015 02/2022
Hsbc Securities (Usa) Inc. Depew NY 07/2015 02/2022
Hsbc Bank Usa, N.A. Depew NY 02/2022 Present
Hsbc Securities (Usa) Inc. Depew NY 03/2022 Present
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-08
S63 Uniform Securities Agent State Law Examination 2014-04-16
  • S66 Uniform Combined State Law Examination
    2023-05-08
  • S63 Uniform Securities Agent State Law Examination
    2014-04-16
Other Names
  • Scott Kleiner

View on SEC IAPD

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