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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

301 Craig Ave., Tracy, MN 56175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Tracy MN 03/2013 09/2024
Thrivent Financial For Lutherans Appleton WI 10/2013 09/2024
Pruco Securities, Llc St Louis Park MN 09/2024 11/2024
The Prudential Insurance Company Of America St Louis Park MN 09/2024 Present
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
Other Businesses

1) 03/24/2025 - Returning Our Youth Outdoors, Inc - Non-Profit Board Member - We are a non-profit organization that's committed to providing youth with a passion for hunting, fishing, and the outdoors - not inv. related - at Tracy, MN- start date 01/01/2021- 5hrs/mnth-0hrs during trading 2) 03/24/2025 - Sanford Hospital- Non-Profit Board Member- This board is at the city level of a much larger organization and this board has no business making decisions- not inv. related- at Tracy, MN- start date 01/01/2021-1hr/mnth-0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-15
  • S66 Uniform Combined State Law Examination
    2013-07-15
Other Names
  • Trent Shawn Fischer
  • Trent Fischer

View on SEC IAPD

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