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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-03-16
NJ RA APPROVED 2019-09-26
TX RA APPROVED_RES 2019-09-23
  • DE RA
    APPROVED
    Since 2022-03-16
  • NJ RA
    APPROVED
    Since 2019-09-26
  • TX RA
    APPROVED_RES
    Since 2019-09-23

Branch Locations

45 Eisenhower Drive, Suite 550, Paramus, NJ 07652 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Dewey Beach, DE • United States

Lyndhurst, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marsh And Mclennan Agency Saddle Brook NJ 09/2019 Present
Mma Securities Llc Saddle Brook NJ 05/2016 09/2019
Wealth Preservation Solutions Llc Paramus NJ 09/2019 Present
Kestra Investment Services, Llc Paramus NJ 09/2019 Present
Kestra Advisory Services, Llc Paramus NJ 09/2019 Present
  • 09/2019 → Present
    Marsh And Mclennan Agency
    Saddle Brook, NJ
  • 05/2016 → 09/2019
    Saddle Brook, NJ
  • 09/2019 → Present
    Wealth Preservation Solutions Llc
    Paramus, NJ
  • 09/2019 → Present
    Kestra Investment Services, Llc
    Paramus, NJ
  • 09/2019 → Present
    Paramus, NJ
Previous Registrations
Other Businesses

Business Name: Wealth Preservation Solutions, LLC Investment Related: Yes Address: 45 Eisenhower Drive, Suite 550 Paramus NJ 07652 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Retirement Plan Benefits Start Date: 9/16/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Account management employee education Assist in ProspectingBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 9/16/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2013-04-16
  • S65 Uniform Investment Adviser Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2013-04-16
Other Names
  • Mickey John Csedrik
  • Michael John Csedrik

View on SEC IAPD

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