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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-03-16 |
| NJ | RA | APPROVED | 2019-09-26 |
| TX | RA | APPROVED_RES | 2019-09-23 |
Branch Locations
45 Eisenhower Drive, Suite 550, Paramus, NJ 07652 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Dewey Beach, DE • United States
Lyndhurst, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marsh And Mclennan Agency | Saddle Brook | NJ | 09/2019 | Present |
| Mma Securities Llc | Saddle Brook | NJ | 05/2016 | 09/2019 |
| Wealth Preservation Solutions Llc | Paramus | NJ | 09/2019 | Present |
| Kestra Investment Services, Llc | Paramus | NJ | 09/2019 | Present |
| Kestra Advisory Services, Llc | Paramus | NJ | 09/2019 | Present |
Business Name: Wealth Preservation Solutions, LLC Investment Related: Yes Address: 45 Eisenhower Drive, Suite 550 Paramus NJ 07652 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Retirement Plan Benefits Start Date: 9/16/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Account management employee education Assist in ProspectingBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 9/16/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-16 |
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