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18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-09-03 |
Branch Locations
300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Asset Management, Inc | Monument | CO | 08/2013 | Present |
Name: Blameless Lake - Band/Music Address: 93 N. Elizabeth St. Title: Guitarist, Singer, Manager Start: April 2015 time: Spare time that varies. I play approximately 3 to 4 shows that involve a nominal payment.This is my band. We sell CDs/streams online and get paid small amounts for shows. Not Securities business Related. It involves no one else in the industry or with the firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-27 |
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