William Matthew Mcinnes

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2017-03-09

KS RA
APPROVED

Since 2017-03-09

Branch Locations

3500 W. 75Th Street Suite 200, Prairie Village, KS 66208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcinnis Group, Inc.	Fairway	KS	01/2004	Present
Shadowstone Partners	Overland Park	KS	07/2014	02/2017
M Holdings Securities	Portland	OR	03/2017	Present

01/2004 → Present

Mcinnis Group, Inc.

Fairway, KS
07/2014 → 02/2017

Shadowstone Partners

Overland Park, KS
03/2017 → Present

M Holdings Securities

Portland, OR

Previous Registrations

2014-08-20 → 2017-02-03

Nvision Wealth Group, Llc

Fairway, KS

Overland Park, KS
2013-03-13 → 2014-12-01

Independent Financial Partners

Fairway, KS

Other Businesses

1) McInnes Group, Inc.; 4300 Shawnee Mission Parkway, Fairway, KS 66205; President/CEO; 2003; Manage business/employees that specializes in employee benefit counseling; Investment Related; 120 hours/month; 120 hours/month during business hours; Expense Reimbursement, Ownership, Profits, Wages/Salary/Tips. 2) Kansas City Autism Training Center; www.kcatc.org; 01/2014; Vice=President of Board; Attend board meetings, approve agenda & budget for entity, plan annual golf tournament; Not Investment Related; 1 hour/month; 0 hours/month during business hours; No Compensation. 3) Saint Luke's Foundation; 901 East 104th Street, Kansas City, MO 64131; 03/15/2022; Board Member; Attend board meetings, help raise awareness for the foundation; Not Investment Related; 1 hour/month; 0 hours/month during business hours; No Compensation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-12

S65 Uniform Investment Adviser Law Examination

2013-03-12

View on SEC IAPD