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Current Employers
Strategic Financial Concepts, Llc

901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-29
  • TX RA
    APPROVED
    Since 2021-04-29

Branch Locations

3800 Washington Avenue, Houston, TX 77007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Financial Alliance San Antonio TX 07/2018 08/2018
Quirk & Company San Antonio TX 04/2013 06/2018
Lpl Financial Llc San Antonio TX 08/2018 04/2021
Strategic Financial Concepts, Llc San Antonio TX 04/2021 Present
Primeway Federal Credit Union Houston TX 04/2021 Present
The Yoakum National Bank Yoakum TX 05/2021 Present
Lpl Financial, Llc San Antonio TX 04/2021 Present
  • 07/2018 → 08/2018
    National Financial Alliance
    San Antonio, TX
  • 04/2013 → 06/2018
    Quirk & Company
    San Antonio, TX
  • 08/2018 → 04/2021
    Lpl Financial Llc
    San Antonio, TX
  • 04/2021 → Present
    San Antonio, TX
  • 04/2021 → Present
    Primeway Federal Credit Union
    Houston, TX
  • 05/2021 → Present
    The Yoakum National Bank
    Yoakum, TX
  • 04/2021 → Present
    Lpl Financial, Llc
    San Antonio, TX
Other Businesses

1)7/24/2020- NFA Wealth Management -DBA for LPL Business (entity for LPL business)- Inv. Related- San Antonio, TX- 80hrs/mth 2)7/24/2020- Pinnacle Capital Management, Inc.- Property and Casualty Insurance- Inv. Related- San Antonio, TX - start date 6/21/2019- 10hrs/mth 3) 4/7/2021 - DoorDash - Not Investment Related - San Antonio and surrounding area. - Outside/W-2 Employment - Door Dash Driver - Started 02/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Delivering food. 4) 4/7/2021 - Lyft Ridesharing Company - Not Investment Related - San Antonio and surrounding area. - Outside/W-2 Employment - Driver - Started 02/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Driver for Lyft. 5) 5/20/2021 - Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/19/2021 - 80 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Strategic Financial Concepts, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 5/20/2021 - Strategic Financial Concepts, LLC - DBA: (Hybrid) NFA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 04/21/2021 - 10 Hours Per Month During Securities Trading. 7) 08/31/2021 - AFG Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/13/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 8) 09/15/2021 - National Financial Alliance Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/13/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-11
  • S66 Uniform Combined State Law Examination
    2021-02-11

View on SEC IAPD

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