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901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Financial Alliance | San Antonio | TX | 07/2018 | 08/2018 |
| Quirk & Company | San Antonio | TX | 04/2013 | 06/2018 |
| Lpl Financial Llc | San Antonio | TX | 08/2018 | 04/2021 |
| Strategic Financial Concepts, Llc | San Antonio | TX | 04/2021 | Present |
| Primeway Federal Credit Union | Houston | TX | 04/2021 | Present |
| The Yoakum National Bank | Yoakum | TX | 05/2021 | Present |
| Lpl Financial, Llc | San Antonio | TX | 04/2021 | Present |
1)7/24/2020- NFA Wealth Management -DBA for LPL Business (entity for LPL business)- Inv. Related- San Antonio, TX- 80hrs/mth 2)7/24/2020- Pinnacle Capital Management, Inc.- Property and Casualty Insurance- Inv. Related- San Antonio, TX - start date 6/21/2019- 10hrs/mth 3) 4/7/2021 - DoorDash - Not Investment Related - San Antonio and surrounding area. - Outside/W-2 Employment - Door Dash Driver - Started 02/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Delivering food. 4) 4/7/2021 - Lyft Ridesharing Company - Not Investment Related - San Antonio and surrounding area. - Outside/W-2 Employment - Driver - Started 02/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Driver for Lyft. 5) 5/20/2021 - Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/19/2021 - 80 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Strategic Financial Concepts, LLC, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 5/20/2021 - Strategic Financial Concepts, LLC - DBA: (Hybrid) NFA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 04/21/2021 - 10 Hours Per Month During Securities Trading. 7) 08/31/2021 - AFG Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/13/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 8) 09/15/2021 - National Financial Alliance Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/13/2021 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-11 |
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