David Carlson

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 08/2022
  Fidelity Investments
  Westlake, TX
• 06/2006 → 04/2021
  Td Ameritrade
  Southlake, TX
• 04/2021 → 08/2021
  Unemployed
  Euless, TX
• 06/2026 → Present
  Fisher Investments
  Plano, TX
• 08/2022 → 09/2023
  Fidelity Investments
  Westlake, TX
• 09/2023 → 07/2025
  Fidelity
  Westlake, TX
• 07/2025 → 06/2026
  Unemployed
  Bedford , TX

Previous Registrations

• 2025-03-31 → 2025-07-31
  Strategic Advisers Llc
  Bedford, TX
  Westlake, TX
  Boston, MA
• 2021-09-27 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2015-01-21 → 2021-04-20
  Td Ameritrade, Inc.
  Fort Worth, TX
  Fort Worth, TX
  Westlake, TX
  Westlake, TX
  Fort Worth, TX
  Omaha, NE
• 2015-01-21 → 2017-06-22
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2015-01-20
• S63 Uniform Securities Agent State Law Examination
  2006-07-24

Other Names

• David Carlson
• David Paul Carlson