Preston Chandler Shaw

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2020-04-03
TX	RA	APPROVED_RES	2018-04-04
SD	RA	APPROVED	2015-04-21

NE RA
APPROVED

Since 2020-04-03
TX RA
APPROVED_RES

Since 2018-04-04
SD RA
APPROVED

Since 2015-04-21

Branch Locations

4905 5Th St Ste 102, Rapid City, SD 57701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Rapid City	SD	03/2013	11/2016
Wells Fargo Clearing Services, Llc	Rapid City	SD	11/2016	Present

03/2013 → 11/2016

Wells Fargo Advisors, Llc

Rapid City, SD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Rapid City, SD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-20

S66 Uniform Combined State Law Examination

2015-04-20

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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