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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Mineola | NY | 02/2013 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | Carle Place | NY | 01/2018 | 07/2025 |
| Lpl Financial | Melville | NY | 07/2025 | Present |
1. 06/2025 - The Choice Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 7/17/2025 2. 06/2025 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 7/17/2025 3. 03/10/2026 - Nicholas Castoro Consulting Corp. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Smithtown, NY - Start Date 07/24/2025 - 20 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-29 |
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