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Ayesha Muzaffar

Rbc Capital Markets, LLC

San Jose, CA

San Jose, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-10
TX RA APPROVED 2020-12-09
  • CA RA
    APPROVED
    Since 2020-12-10
  • TX RA
    APPROVED
    Since 2020-12-09

Branch Locations

99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Palo Alto CA 11/2015 12/2020
Rbc Capital Markets, Llc San Jose CA 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-13
S63 Uniform Securities Agent State Law Examination 2015-02-24
  • S65 Uniform Investment Adviser Law Examination
    2016-06-13
  • S63 Uniform Securities Agent State Law Examination
    2015-02-24

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
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