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Nicholas James Randall

Randall Wealth Advisors, LLC

La Vista, NE

CRD 6169689

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Employer firm

Randall Wealth Advisors, LLC CRD 283254

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Randall Wealth Advisors, Llc

La Vista, NE • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-01-31
IA RA APPROVED 2016-06-13
NE RA APPROVED 2016-06-03
  • KS RA
    APPROVED
    Since 2022-01-31
  • IA RA
    APPROVED
    Since 2016-06-13
  • NE RA
    APPROVED
    Since 2016-06-03

Branch Locations

La Vista, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randall Wealth Advisors, Llc Omaha NE 03/2016 Present
Western Marketing Associates, Inc. Omaha NE 10/2013 06/2022
Arbr Corporation Omaha NE 03/2007 Present
The Olson Group Omaha NE 06/2022 05/2024
Cambridge Investment Research, Inc. Fairfield IA 10/2022 05/2024
  • 03/2016 → Present
    Omaha, NE
  • 10/2013 → 06/2022
    Western Marketing Associates, Inc.
    Omaha, NE
  • 03/2007 → Present
    Arbr Corporation
    Omaha, NE
  • 06/2022 → 05/2024
    The Olson Group
    Omaha, NE
  • 10/2022 → 05/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1) ARBR CORPORATION, LA VISTA NE 68128, 09/2007, OWNER, S CORP, NIR, 0 HR/MO 0 HR/MO TRADING 2) RANDALL WEALTH ADVISORS, LLC, 9937 Brentwood Ct, La Vista NE 68128, 04/01/2016, President, Financial Services, INV REL, 10 HR/MO, 10 HR/MO TRADING. 3) RANDALL WEALTH ADVISORS, 9937 Brentwood Ct, La Vista NE 68128, 11/28/2023, independent contractor, 1099 Contractor, NIR, 2 HR/MO, 1 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-01
S65 Uniform Investment Adviser Law Examination 2015-11-13
  • S63 Uniform Securities Agent State Law Examination
    2023-02-01
  • S65 Uniform Investment Adviser Law Examination
    2015-11-13
Other Names
  • Nicholas Randall

View on SEC IAPD

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