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Brett William Sperin

Mercer Global Advisors Inc.

Tampa, FL

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-14
  • FL RA
    APPROVED
    Since 2023-11-14

Branch Locations

2202 North West Shore Blvd. Suite 200, Tampa, FL 33607 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc New York NY 10/2014 01/2018
Fisher Investments Camas WA 05/2018 07/2019
Unemployed Northport NY 01/2018 05/2018
Personal Capital Northport NY 08/2019 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 10/2023
Mercer Global Advisors Inc. Tampa FL 10/2023 Present
Previous Registrations
  • 2023-04-03 → 2023-11-07
    Empower Advisory Group, Llc
    Greenwood Village, CO
    Bradenton, FL
    Greenwood Village, CO
  • 2019-08-14 → 2023-04-03
    Personal Capital Advisors Corporation
    Northport, NY
    Greenwood Village, CO
  • 2018-05-09 → 2019-08-09
    Fisher Investments
    Northport, NY
    Plano, TX
  • 2014-10-09 → 2018-02-20
    Harrisdirect Llc
    New York, NY
    Arlington, VA
  • 2013-04-29 → 2014-10-04
    Morgan Stanley
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-26
  • S66 Uniform Combined State Law Examination
    2013-04-26

View on SEC IAPD

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