Best Investors Account Sign in

Roger Anthony Siegel

Fifth Third Securities, Inc.

Grand Haven, MI

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-04-08
  • MI RA
    APPROVED
    Since 2014-04-08

Branch Locations

839 Robbins Road, Grand Haven, MI 49417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Grand Haven MI 03/2014 Present
  • 03/2014 → Present
    Fifth Third Securities
    Grand Haven, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-29
S63 Uniform Securities Agent State Law Examination 2006-05-01
  • S65 Uniform Investment Adviser Law Examination
    2012-06-29
  • S63 Uniform Securities Agent State Law Examination
    2006-05-01

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EDWARD JONES
ON INVESTMENT MANAGEMENT CO
DB & C ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC

Other Investors

JAMES PRESTON MANION
ANDREW JOHN BROWN
Zachary Manion
DARRYL JAMES JARMOSCO
JENNIFER ELIZABETH CROUSE
JOSEPH ROBERT GREEN
CHERYL LYNN WILCZAK
KIMBERLY KAY SAVOIE

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Grand Haven, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grand Haven, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · GRAND HAVEN, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Grand Haven, MI
EDWARD JONES · GRAND HAVEN, MI
ON INVESTMENT MANAGEMENT CO · Grand Haven, MI
ON INVESTMENT MANAGEMENT CO · Grand Haven , MI
DB & C ADVISORS, LLC · GRAND HAVEN, MI

More in Grand Haven, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor