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Steven M. Gallagher

J.P. Morgan Securities LLC

Philadelphia, PA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-30
TX RA APPROVED 2023-10-12
  • PA RA
    APPROVED
    Since 2023-10-30
  • TX RA
    APPROVED
    Since 2023-10-12

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Blue Bell PA 08/2016 09/2023
Morgan Stanley Private Bank, N.A. Blue Bell PA 08/2016 09/2023
Jpmorgan Chase Bank Na Philadelphia PA 09/2023 Present
Jpmorgan Securities Llc Philadelphia PA 09/2023 Present
  • 08/2016 → 09/2023
    Morgan Stanley
    Blue Bell, PA
  • 08/2016 → 09/2023
    Morgan Stanley Private Bank, N.A.
    Blue Bell, PA
  • 09/2023 → Present
    Jpmorgan Chase Bank Na
    Philadelphia, PA
  • 09/2023 → Present
    Jpmorgan Securities Llc
    Philadelphia, PA
Previous Registrations
  • 2016-10-17 → 2023-10-04
    Morgan Stanley
    Bethesda, MD
    Frederick, MD
    Potomac, MD
    Rockville, MD
    Bethesda, MD
    Bethesda, MD
    Blue Bell, PA
    Bryn Mawr, PA
    West Conshohocken, PA
    Yardley, PA
    Philadelphia, PA
    Doylestown, PA
    Newtown Square, PA
    Berwyn, PA
    Marlton, NJ
    Mount Laurel, NJ
    Reston, VA
    Hagerstown, MD
    Winchester, VA
    Mclean, VA
    Frederick, MD
    Leesburg, VA
    Alexandria, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-16
S63 Uniform Securities Agent State Law Examination 2013-08-06
  • S66 Uniform Combined State Law Examination
    2023-10-16
  • S63 Uniform Securities Agent State Law Examination
    2013-08-06
Other Names
  • Steven Gallagher
  • Steven M Gallagher
  • Steven Michael Gallagher

View on SEC IAPD

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GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
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