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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-19
  • NJ RA
    APPROVED
    Since 2026-02-19

Branch Locations

110 Morris Street Suite 102, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2015 08/2019
The Prudential Insurance Company Of America Paramus NJ 08/2019 01/2021
Pruco Securities Llc Paramus NJ 08/2019 02/2021
J.P. Morgan Securities Llc Upper Montclair NJ 02/2021 05/2021
Jp Morgan Chase Bank, N.A. Upper Montclair NJ 02/2021 05/2021
Center Court Management Florham Park NJ 06/2019 01/2020
Axa Equitable Life Insurance Company New York NY 05/2015 08/2019
Equitable Advisors Llc New York NY 04/2024 01/2026
Sanford C Bernstein & Co New York NY 05/2021 01/2024
Alliance Bernstein L.P New York NY 05/2021 01/2024
Alliance Bernstein L.P Stamford CT 05/2021 02/2024
Sanford C Bernstein & Co Stamford CT 06/2023 01/2024
Charles Schwab Bank, Ssb Morristown NJ 01/2026 Present
Charles Schwab & Co., Inc. Morristown NJ 01/2026 Present
  • 05/2015 → 08/2019
    Axa Advisors, Llc
    New York, NY
  • 08/2019 → 01/2021
    The Prudential Insurance Company Of America
    Paramus, NJ
  • 08/2019 → 02/2021
    Paramus, NJ
  • 02/2021 → 05/2021
    Upper Montclair, NJ
  • 02/2021 → 05/2021
    Jp Morgan Chase Bank, N.A.
    Upper Montclair, NJ
  • 06/2019 → 01/2020
    Center Court Management
    Florham Park, NJ
  • 05/2015 → 08/2019
    Axa Equitable Life Insurance Company
    New York, NY
  • 04/2024 → 01/2026
    New York, NY
  • 05/2021 → 01/2024
    Sanford C Bernstein & Co
    New York, NY
  • 05/2021 → 01/2024
    Alliance Bernstein L.P
    New York, NY
  • 05/2021 → 02/2024
    Alliance Bernstein L.P
    Stamford, CT
  • 06/2023 → 01/2024
    Sanford C Bernstein & Co
    Stamford, CT
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Morristown, NJ
  • 01/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

Madison Lacrosse 170 Ridgedale Ave, Madison, NJ 07940, Volunteer Assistant Lacrosse Coach, 6hrs/month $0 annual comp;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2017-02-17
Other Names
  • Ryan Smith
  • Ryan J Smith

View on SEC IAPD

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