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Harry Hoover Horning

Osaic Wealth, Inc.

Bristow, VA

Manassas, VA

CRD 6169118

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-09-01
NC RA APPROVED 2023-09-01
TX RA APPROVED_RES 2023-09-01
VA RA APPROVED 2023-09-01
  • MD RA
    APPROVED
    Since 2023-09-01
  • NC RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2023-09-01
  • VA RA
    APPROVED
    Since 2023-09-01

Branch Locations

Bristow, VA • United States

8721 Plantation Lane Suite 201, Manassas, VA 20110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usmc Patuxent River MD 07/2010 Present
Sagepoint Financial Manassas VA 08/2013 09/2023
Osaic Wealth, Inc. Manassas VA 09/2023 Present
  • 07/2010 → Present
    Usmc
    Patuxent River, MD
  • 08/2013 → 09/2023
    Sagepoint Financial
    Manassas, VA
  • 09/2023 → Present
    Manassas, VA
Previous Registrations
  • 2013-12-13 → 2023-09-01
    Osaic Services, Inc.
    Manassas, VA
Other Businesses

1. HARRY H. HORNING FINANCIAL SERVICES POSITION: Insurance Producer; NATURE: Ins Producer; INV RELATED: Yes; HRS: 5; SEC HRS: 5; 12/01/2014; 8721 Plantation Lane Suite 201, Manassas VA 20110; Ins sales 2. HARRY H. HORNING FINANCIAL SERVICES POSITION: Tax Review; NATURE: Tax Preparation INV RELATED: No; HRS: 10; SEC HRS: 10; 01/01/2014; 8721 Plantation Lane Ste 201, Manassas VA 20110; Tax Preparation 3. PHASE II, LLC POSITION: Seller NATURE: Phase II Staffing and Contracting LLC was a for profit business primarily in government contracting, LLC doing business as S Corp. The business has been sold to M.C. Fuhrman & Associates, LLC as of 06/02/2026. Harry Horning, II, for a period of one (1) year following the Closing Date,shall not directly solicit any customers or contracts transferred to Purchaserfor the purpose of providing competing cyber or IT services. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: 521 C Street, Quantico VA 22134, United States DESCRIPTION: No longer have duties pertaining to this company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-06
  • S66 Uniform Combined State Law Examination
    2013-11-06
Other Names
  • Harry Hoover Horning
  • Harry Hoover Horning

View on SEC IAPD

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