Sean T Pendrak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 05/2021
  Metlife Securities
  Camp Hill, PA
• 03/2017 → 05/2021
  Mml Investors Services, Llc
  Camp Hill, PA
• 05/2021 → Present
  Lpl Financial Llc
  Dauphin, PA

Previous Registrations

• 2017-03-25 → 2021-06-04
  Mml Investors Services, Llc
  Mechanicsburg, PA
  Camp Hill, PA
• 2014-09-15 → 2017-03-25
  Msi Financial Services, Inc.
  Camp Hill, PA

Other Businesses

1. 5/28/2021 - STP Premier Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/3/2021. 2. 2/9/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/27/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 11/20/2024 - Ameritas Mutual Holding Company - Insurance Agency - Investment Related - Home Based - Start Date 10/16/2024 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2013-11-26