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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-23
MA RA APPROVED 2020-02-07
  • TX RA
    APPROVED_RES
    Since 2024-08-23
  • MA RA
    APPROVED
    Since 2020-02-07

Branch Locations

31905 River Rd, Millington, MD 21651 • United States

166 N Main St, Galena, MD 21635 • United States

600 Washington Ave, Chestertown, MD 21620 • United States

21337 Rock Hall Ave, Rock Hall, MD 21661 • United States

204 N Washingon St, Easton, MD 21601 • United States

100 Spring Ave, Chestertown, MD 21620 • United States

325 Great Rd, Bedford, MA 01730 • United States

1610 Eglin St, Hanscom A F B, MA 01731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. York PA 07/2016 06/2017
Nylife Securities Llc Waltham MA 08/2017 10/2017
New York Life Insurance Company Waltham MA 08/2017 10/2017
Unemployed Dedham MA 07/2017 08/2017
S & T Bank York PA 07/2016 06/2017
Citizens Securities, Inc. Hudson MA 10/2017 10/2019
Lpl Financial Llc Bedford MA 01/2020 Present
Hanscom Federal Credit Union Bedford MA 01/2020 Present
  • 07/2016 → 06/2017
    Investment Professionals, Inc.
    York, PA
  • 08/2017 → 10/2017
    Nylife Securities Llc
    Waltham, MA
  • 08/2017 → 10/2017
    New York Life Insurance Company
    Waltham, MA
  • 07/2017 → 08/2017
    Unemployed
    Dedham, MA
  • 07/2016 → 06/2017
    S & T Bank
    York, PA
  • 10/2017 → 10/2019
    Hudson, MA
  • 01/2020 → Present
    Bedford, MA
  • 01/2020 → Present
    Hanscom Federal Credit Union
    Bedford, MA
Previous Registrations
Other Businesses

1)1/13/20- HANSCOM INVESTMENT SERVICES- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-17
  • S66 Uniform Combined State Law Examination
    2013-05-17
Other Names
  • John Joseph Noone
  • John J Noone
  • John J Noone

View on SEC IAPD

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