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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-15 |
| CA | RA | APPROVED | 2021-03-30 |
Branch Locations
16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Newport Beach | CA | 02/2013 | 01/2022 |
| Charles Schwab Bank | Phoenix | AZ | 09/2014 | 02/2019 |
| Schwab Private Client Investment Advisory | Phoenix | AZ | 03/2019 | 03/2021 |
| Charles Schwab Bank, Ssb | Newport Beach | CA | 03/2021 | 01/2022 |
| Td Ameritrade, Inc. | San Diego | CA | 01/2022 | 12/2022 |
| Charles Schwab Bank, Ssb | San Diego | CA | 08/2022 | Present |
| Charles Schwab & Co., Inc. | San Diego | CA | 08/2022 | Present |
| Td Ameritrade Investment Management, Llc | San Diego | CA | 01/2022 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-14 |
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