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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

20798 Fm 1485, New Caney, TX 77357 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New Caney TX 09/2025 Present
J.P. Morgan Securities Llc New Caney TX 09/2025 Present
Bank Of America Kingwood TX 02/2019 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kingwood TX 02/2019 08/2025
Keycorp Denver CO 01/2018 01/2019
Copacabana Grill, Llc Commerce City CO 09/2013 01/2019
Key Investment Services Llc Denver CO 10/2018 12/2018
J.P. Morgan Securities Llc Broomfield CO 02/2013 01/2018
Jpmorgan Chase Bank, N.A. Broomfield CO 03/2012 01/2018
R & R Flooring, Llc Commerce City CO 01/2016 04/2017
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New Caney, TX
  • 09/2025 → Present
    New Caney, TX
  • 02/2019 → 08/2025
    Bank Of America
    Kingwood, TX
  • 02/2019 → 08/2025
    Kingwood, TX
  • 01/2018 → 01/2019
    Keycorp
    Denver, CO
  • 09/2013 → 01/2019
    Copacabana Grill, Llc
    Commerce City, CO
  • 10/2018 → 12/2018
    Key Investment Services Llc
    Denver, CO
  • 02/2013 → 01/2018
    Broomfield, CO
  • 03/2012 → 01/2018
    Jpmorgan Chase Bank, N.A.
    Broomfield, CO
  • 01/2016 → 04/2017
    R & R Flooring, Llc
    Commerce City, CO
Previous Registrations
Other Businesses

Entity Name: Comics 4 UR Survival Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 05/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sole proprietor dba to sell comic books online from home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-17
  • S66 Uniform Combined State Law Examination
    2019-06-17
Other Names
  • Regis Malcomn Rodrigues
  • Regis Rodrigues

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