Carlos Chua De Imus

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 09/2016
  Edward Jones
  St Louis, MO
• 09/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Mercer Island, WA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Spokane, WA

Previous Registrations

• 2013-06-24 → 2016-09-06
  Edward Jones
  St Louis, MO
  Snoqualmie, WA
  Snoqualmie, WA

Other Businesses

Business Ownership; TPE Holdings, LLC; Member; Manage Ameriprise Business; 126 Wells Ave S, , Renton, WA, 98057; Investment-Related; 06/30/2025; 0 hours per month; 0 during trading hours. Board of Directors; Spokane United Methodist Housing; Board Member; 2903 E 25th Ave, , Spokane, WA, 99223; Not Investment-Related; 11/06/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Heritage Wealth Advisors LLC; Employee; Manage advisory business; 2630 77th Ave SE, , Mercer Island, WA, 98040; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-04-27

Other Names

• Carlos Titus De Imus
• Carlos De Imus