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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-23
  • FL RA
    APPROVED
    Since 2018-08-23

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-23
  • FL RA
    APPROVED
    Since 2018-08-23

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tampa FL 02/2016 02/2017
Raymond James & Associates, Inc Saint Petersburg FL 05/2017 Present
Unemployed Brandon FL 02/2017 04/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-05
  • S66 Uniform Combined State Law Examination
    2016-02-05
Other Names
  • Tracey Ann Czopek Rollins
  • Tracey Ann Czopek Rollins

View on SEC IAPD

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