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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-09-07
DC RA APPROVED 2016-03-07
  • MD RA
    APPROVED
    Since 2017-09-07
  • DC RA
    APPROVED
    Since 2016-03-07

Branch Locations

8601 Georgia Ave Ste 910, Silver Spring, MD 20910 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Service, Inc Silver Spring MD 02/2013 03/2020
Ameriprise Financial Service, Llc Silver Spring MD 03/2020 Present
  • 02/2013 → 03/2020
    Ameriprise Financial Service, Inc
    Silver Spring, MD
  • 03/2020 → Present
    Ameriprise Financial Service, Llc
    Silver Spring, MD
Other Businesses

Real Estate Ownership; Single Family; 2315 Matthew Henson Ave, , Landover, MD, 20785; Not Investment-Related; 09/02/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2015-11-23
Other Names
  • Elizabeth Ione Jensen
  • Lyzzy Cruz
  • Lyzzy Jensen

View on SEC IAPD

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