Daniel Thomas Goodman

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 06/2020
  Northwestern Mutual Investment Services, Llc
  Pleasanton, CA
• 05/2014 → 06/2020
  David J Eisenhauer
  Pleasanton, CA
• 06/2016 → 06/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2020 → 05/2024
  Sierra Pacific Financial Advisors, Llc
  Pleasanton, CA
• 05/2024 → Present
  Wealth Enhancement Group
  Livermore, CA
• 05/2024 → Present
  Wealth Enhancement Advisory Services
  Livermore, CA

Previous Registrations

• 2020-09-15 → 2024-06-24
  Sierra Pacific Private Wealth, Llc
  Pleasanton, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-02-21

Designations

• Certified Financial Planner