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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-07 |
| UT | RA | APPROVED | 2022-09-02 |
Branch Locations
897 W. Baxter Dr., South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-20 |
| UT | RA | APPROVED | 2013-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Salt Lake City | UT | 03/2013 | Present |
| Ashworth & Empey Financial, Llc | Salt Lake City | UT | 06/2013 | 05/2018 |
| Ashworth Wealth Llc | Salt Lake City | UT | 05/2018 | Present |
1. LDS BUSINESS COLLEGE, NOT BUSINESS RELATED, 95 N 300 W, SALT LAKE CITY, UT 84101; ADJUNCT PROFESSOR, 9/01/2013, 12-15 HRS PER MO, SECURITY HRS 0, I TEACH TWO NIGHT CLASSES TO COLLEGE STUDENTS. SALES 120 AND PERSONAL FINANCE 101. 2. ROBERT M WOODS FINANCIAL LLC POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2013 ADDRESS: 4343 W Aspen Cottage Lane, Riverton UT 84096, United States DESCRIPTION: This is my personal LLC that I take a salary out of. I sometimes help clients with insurance needs. I do not actively market for insurance opportunities. 3. ASHWORTH WEALTH, LLC POSITION: Advisor NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2018 ADDRESS: 897 W Baxter Dr., South Jordan UT 84095, United States DESCRIPTION: Investment advisory planning within financial planning process 4. ASHWORTH FINANCIAL ADVISORS, LLC -- DBA ASHWORTH BENEFITS POSITION: Agent NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2018 ADDRESS: 897 W Baxter Dr., South Jordan UT 84095, United States DESCRIPTION: Group Insurance Services within Investment Advisory and Financial Planning business 5. ASHWORTH MANAGEMENT, LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/27/2020 ADDRESS: 897 W Baxter Dr., South Jordan UT 84095, United States DESCRIPTION: Manage business expenses and marketing efforts for recruiting and other activities for the Royal Alliance Bonus Group with David Manookin as OSJ.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-19 |
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