Nathan David Smith

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 02/2025
  Stivers Financial Services
  Knoxville, TN
• 06/2026 → Present
  Foundations Investment Advisors, Llc
  Knoxville, TN
• 04/2014 → 01/2021
  Usa Financial Securities Corporation
  Ada, MI
• 01/2021 → 08/2025
  Corecap Investments
  Southfield, MI
• 08/2025 → 05/2026
  The Leaders Group Inc
  Summit, NJ
• 08/2025 → 05/2026
  Simplicity Wealth
  Summit, NJ
• 06/2017 → Present
  Smiths Financial Solution
  Knoxville, TN

Previous Registrations

• 2025-08-28 → 2026-05-18
  Simplicity Wealth
  Knoxville, TN
  Summit, NJ
• 2025-01-27 → 2025-08-07
  Corecap Advisors
  Knoxville, TN
  Southfield, MI

Other Businesses

1) KNOXVILLE AMBASSADORS; NOT INVESTMENT RELATED; 6612 WACHESE LN KNOXVILLE, TN 37912; ATHLETIC DIRECTOR; START DATE: 11/01/2024; 4-6 HRS/MO DEVOTED TO OTHER BUSINESS; O HRS/MO DEVOTED DURING SECURITIES TRADING HOURS.; HELPS COORDINATE GAME AND PRACTICE SCHEDULES FOR HOMESCHOOL ATHLETIC TEAMS 2)NATHAN SMITH/ SMITH FINANCIAL SOLUTIONS; INVESTMENT RELATED; 12600 BROKEN SADDLE ROAD, KNOXVILLE, TN 37934; START DATE: 06/2017; REGISTERED INSURANCE AGENT; 80 HRS/MO DEVOTED DURING TO THE OTHER BUSINESS; 80 HRS/MO DEVOTED DURING SECURITIES TRADING HOURS. SHOP COVERAGES, HELP EMPLOYEE ENROLLMENTS AND SHOPS GROUP BENEFITS/EMPLOYEE INSURANCE,

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-24
• S63 Uniform Securities Agent State Law Examination
  2020-11-24

Other Names

• Nathan David Smith
• Nathan Smith