Alan Douglas Beatty

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-28
MO	RA	APPROVED	2015-01-23

TX RA
APPROVED

Since 2026-08-28
MO RA
APPROVED

Since 2015-01-23

Branch Locations

222 Madison Street, Jefferson City, MO 65101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Jefferson City	MO	10/2014	Present

10/2014 → Present

Stifel Nicolaus & Co Inc

Jefferson City, MO

Other Businesses

My Rental LLC; 507 East Hutton Lane Jefferson City MO 65101; rental property; landlord/property owner; 2/23/22; 5 hours per month; not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-24
S63	Uniform Securities Agent State Law Examination	2014-09-12

S66 Uniform Combined State Law Examination

2014-12-24
S63 Uniform Securities Agent State Law Examination

2014-09-12

Designations

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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