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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-02-14 |
| OK | RA | APPROVED | 2018-02-14 |
Branch Locations
3533 Country Club Dr, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Bank | Jefferson City | MO | 09/2000 | Present |
| Invest Financial Corporation | Tampa | FL | 10/2007 | 02/2018 |
| Lpl Financial Llc | Jefferson City | MO | 02/2018 | Present |
1. 02/14/2018 - InvestorServices Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Adviser - 2 Hours Per Month/2 During Securities Trading. 2. 03/08/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 10/03/2019 - Central Trust Bank - Investment related - At reported business location(s) - Financial Institution Duty - start date:02/26/2018 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-16 |
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