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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-19
  • TX RA
    APPROVED
    Since 2016-09-19

Branch Locations

2405 Kell Blvd Ste 200, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Wichita Falls TX 09/2016 Present
Charles Prothro Wichita Falls TX 09/2016 12/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2016 12/2019
Brian Blair Wichita Falls TX 12/2019 Present
Austin Mitchell Wichita Falls TX 06/2021 12/2022
John Denton Wichita Falls TX 02/2023 Present
  • 09/2016 → Present
    Wichita Falls, TX
  • 09/2016 → 12/2019
    Charles Prothro
    Wichita Falls, TX
  • 10/2016 → 12/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2019 → Present
    Brian Blair
    Wichita Falls, TX
  • 06/2021 → 12/2022
    Austin Mitchell
    Wichita Falls, TX
  • 02/2023 → Present
    John Denton
    Wichita Falls, TX
Previous Registrations
  • 2016-02-02 → 2016-08-19
    Investment Professionals, Inc.
    San Antonio, TX
    Wichita Falls, TX
Other Businesses

1. CVFP, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/12/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. 100% OWNER, SONAS ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 10/12/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 3. BOARD MEMBER NONPROFIT, 2186 KELL W BLVD, WICHITA FALLS, , TEXAS, 76309, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/08/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, KEEP TRACK OF MONEY COMING IN AND OUT OF THE BOARD ACCOUNT. non investment related. 4. TREASURER, RESEARCH & DEVELOPMENT COMMITTEE, ACTION AGAINST OPIOIDS, 2186 KELL W BLVD, WICHITA FALLS, , TEXAS, 76309, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 8/7/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, KEEP TRACK OF MONEY COMING IN AND OUT OF THE BOARD ACCOUNT; NON INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-01
S63 Uniform Securities Agent State Law Examination 2013-05-10
  • S66 Uniform Combined State Law Examination
    2016-02-01
  • S63 Uniform Securities Agent State Law Examination
    2013-05-10
Other Names
  • Treston Nicholas Teague
  • Treston N Teague

View on SEC IAPD

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