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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-10-23
  • TN RA
    APPROVED
    Since 2017-10-23

Branch Locations

Brentwood, TN • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

2031 N. Mount Juliet Rd. Suite 200, Mount Juliet, TN 37122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Nashville TN 02/2013 09/2017
Various Insurance Carriers For W&R Insurance Agencies Brentwood TN 04/2013 09/2017
Chef Penelope'S Catering Nashville TN 05/2017 Present
Lpl Financial Llc Mt. Juliet TN 09/2017 Present
Private Advisor Group, Llc Mt. Juliet TN 10/2017 Present
  • 02/2013 → 09/2017
    Waddell & Reed, Inc
    Nashville, TN
  • 04/2013 → 09/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Brentwood, TN
  • 05/2017 → Present
    Chef Penelope'S Catering
    Nashville, TN
  • 09/2017 → Present
    Lpl Financial Llc
    Mt. Juliet, TN
  • 10/2017 → Present
    Mt. Juliet, TN
Previous Registrations
  • 2014-02-03 → 2017-10-25
    Waddell & Reed
    Nashville, TN
Other Businesses

1) 09/01/2017 - Edwards Porter Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 100% 2) 09/01/2017 - Chef Penelop's Catering - Bartender for weddings - inv rel - Nashville, TN. 3) 11/6/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/25/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/6/2017 - Private Advisor Group - DBA: (Hybrid) Edwards Porter Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/25/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 04/01/2026 - EPM Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2017 - 40 hours per month/ 2 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-01
  • S66 Uniform Combined State Law Examination
    2014-02-01
Other Names
  • Johnny Harris
  • John Harris

View on SEC IAPD

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