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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-10-23 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2031 N. Mount Juliet Rd. Suite 200, Mount Juliet, TN 37122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Nashville | TN | 02/2013 | 09/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Brentwood | TN | 04/2013 | 09/2017 |
| Chef Penelope'S Catering | Nashville | TN | 05/2017 | Present |
| Lpl Financial Llc | Mt. Juliet | TN | 09/2017 | Present |
| Private Advisor Group, Llc | Mt. Juliet | TN | 10/2017 | Present |
1) 09/01/2017 - Edwards Porter Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 100% 2) 09/01/2017 - Chef Penelop's Catering - Bartender for weddings - inv rel - Nashville, TN. 3) 11/6/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/25/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/6/2017 - Private Advisor Group - DBA: (Hybrid) Edwards Porter Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/25/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 04/01/2026 - EPM Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2017 - 40 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-01 |
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