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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Houston | TX | 02/2013 | 06/2019 |
| Jpmorgan Chase Bank | Houston | TX | 02/2013 | 06/2019 |
| Jpmorgan Securities Llc | Houston | TX | 06/2019 | Present |
| Jpmorgan Chase Bank | Houston | TX | 06/2019 | Present |
Entity Name: Swimply Investment related: No Address: Richmond, Texas77469 swimply.com Nature of the other business: Pool Rental Position/Title/Relationship: Employee/Contractor Start Date: 06/24/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This would allow me to rent out my pool area to guests and use the simply website to receive payments and insurance for accidents through them.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-17 |
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