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Tommy Lee Fausett

Tcfg Investment Advisors, LLC

Laguna Niguel, CA

Laguna Niguel, CA

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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-08
CO RA APPROVED 2026-01-08
SC RA APPROVED 2026-01-08
MA RA APPROVED 2023-02-15
WA RA APPROVED 2021-11-19
MO RA APPROVED 2020-01-03
TX RA APPROVED 2020-01-03
  • CA RA
    APPROVED
    Since 2026-01-08
  • CO RA
    APPROVED
    Since 2026-01-08
  • SC RA
    APPROVED
    Since 2026-01-08
  • MA RA
    APPROVED
    Since 2023-02-15
  • WA RA
    APPROVED
    Since 2021-11-19
  • MO RA
    APPROVED
    Since 2020-01-03
  • TX RA
    APPROVED
    Since 2020-01-03

Branch Locations

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

28202 Cabot Rd. Suite 300, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcfg Investment Advisors, Llc Laguna Niguel CA 07/2019 Present
Penn Mutual San Diego CA 10/2014 07/2019
Other Businesses

1.) TCFG Insurance Solutions, LLC, non investment-related; Laguna Niguel, CA, Insurance Agency, Agent, Start date 01/2020; 160 hrs/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-30
  • S65 Uniform Investment Adviser Law Examination
    2019-08-30

View on SEC IAPD

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LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
MORGAN STANLEY · Laguna Niguel, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA
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