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Tcfg Investment Advisors, LLC CRD 166606
$639M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-08 |
| CO | RA | APPROVED | 2026-01-08 |
| SC | RA | APPROVED | 2026-01-08 |
| MA | RA | APPROVED | 2023-02-15 |
| WA | RA | APPROVED | 2021-11-19 |
| MO | RA | APPROVED | 2020-01-03 |
| TX | RA | APPROVED | 2020-01-03 |
Branch Locations
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
28202 Cabot Rd. Suite 300, Laguna Niguel, CA 92677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcfg Investment Advisors, Llc | Laguna Niguel | CA | 07/2019 | Present |
| Penn Mutual | San Diego | CA | 10/2014 | 07/2019 |
1.) TCFG Insurance Solutions, LLC, non investment-related; Laguna Niguel, CA, Insurance Agency, Agent, Start date 01/2020; 160 hrs/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-30 |
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