Christopher Richard Tracy

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 01/2017
  Key Bank
  Denver, CO
• 06/2015 → 01/2017
  Key Invesment Services
  Denver, CO
• 06/2017 → 12/2021
  Wells Fargo Bank, Na
  Littleton, CO
• 06/2017 → 02/2026
  Wells Fargo Clearing Services, Llc
  Littleton, CO
• 01/2017 → 06/2017
  Key Bank Mortgage
  Denver, CO
• 02/2026 → Present
  Charles Schwab & Co, Inc
  Lone Tree, CO
• 02/2026 → Present
  Schwab Wealth Advisory, Inc
  Lone Tree, CO

Previous Registrations

• 2017-08-18 → 2026-02-02
  Wells Fargo Clearing Services, Llc
  Littleton, CO
  Denver, CO
  Greenwood Village, CO
  Albuquerque, NM

Other Businesses

Christopher Tracy Rental Property Landlord | Investment- related | Englewood, CO | Real Estate/ non-broker/agent | Owner | 6/1/2012 | Less than 20 hours per month, all outside of market hours | Owner of rental properties, all aspects of rentals managed by a property manager Christopher Tracy Rental Property Landlord 2 | Investment- related | Englewood, CO | Real Estate/ non-broker/agent | Owner | 6/1/2012 | Less than 20 hours per month, all outside of market hours | Owner of rental properties, all aspects of rentals managed by a property manager

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-18
• S63 Uniform Securities Agent State Law Examination
  2013-04-16

Other Names

• Chris Richard Tracy
• Chris R Tracy
• Chris Tracy
• Christopher Richard Tracy
• Christopher Tracy