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Pgim Investments LLC CRD 105670
$345B regulatory AUM 8 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Deerfield Beach | FL | 09/2014 | 08/2022 |
| Prudential Insurance Company Of America | Deerfield Beach | FL | 09/2014 | 09/2023 |
| Prudential Investment Management Services, Llc | Deerfield Beach | FL | 08/2022 | Present |
| Pgim, Inc | West Palm Beach | FL | 09/2023 | Present |
LAYLA CAVALCANTI, LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2019 ADDRESS: 310 SE 2nd Ave, A3, Deerfield Beach FL 33441, United States DESCRIPTION: LLC established for tax purposes, recommended by accountant for real estate expenses. REAL ESTATE SALES ASSOCIATE - LOKATION REAL ESTATE POSITION: Licensed Real Estate Sales Associate NATURE: Real Estate Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: 1500 E Atlantic Blvd, Suite B, Pompano Beach FL 33060, United States DESCRIPTION: Real estate sales. Activity is performed during non-business hours and weekends.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-16 |
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