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Edward Michael Sobrito

Wells Fargo Clearing Services, LLC

Irvine, CA

Costa Mesa, CA

CRD 6166916

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-30
  • CA RA
    APPROVED
    Since 2020-11-30

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

301 E 17Th St, Costa Mesa, CA 92627 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Newport Beach CA 09/2011 Present
Wells Fargo Advisors Llc Rancho Palos Verdes CA 02/2013 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 Present
  • 09/2011 → Present
    Wells Fargo Bank Na
    Newport Beach, CA
  • 02/2013 → 11/2016
    Wells Fargo Advisors Llc
    Rancho Palos Verdes, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2013-04-16
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2013-04-16
Other Names
  • Edward Michael Sobrito

View on SEC IAPD

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