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Gregory Zier

Wells Fargo Clearing Services, LLC

Ponte Vedra Beach, FL

CRD 6166883

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-22
FL RA APPROVED 2023-07-24
  • TX RA
    APPROVED
    Since 2023-08-22
  • FL RA
    APPROVED
    Since 2023-07-24

Branch Locations

818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Jacksonville FL 02/2013 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-21
S63 Uniform Securities Agent State Law Examination 2013-04-16
  • S66 Uniform Combined State Law Examination
    2023-07-21
  • S63 Uniform Securities Agent State Law Examination
    2013-04-16

View on SEC IAPD

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