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Brentwood, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-12-20 |
| CA | RA | APPROVED | 2024-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Nashville | TN | 06/2014 | 11/2020 |
| Cahaba Wealth Management, Inc. | Atlanta | GA | 11/2020 | 11/2024 |
| Finwell, Inc. | Nashville | TN | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-16 |
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