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Aron Kent Scott

Eagle Strategies LLC

Grimes, IA

Pella, IA

CRD 6166794

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-04
IA RA APPROVED 2023-03-16
  • TX RA
    APPROVED_RES
    Since 2023-04-04
  • IA RA
    APPROVED
    Since 2023-03-16

Branch Locations

Grimes, IA • United States

821 Franklin Street, Pella, IA 50219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Hiawatha IA 02/2013 12/2017
Nylife Securities Llc Hiawatha IA 02/2013 12/2017
William Penn University Oksaloosa IA 10/2014 03/2024
Wiskus Group Pella IA 12/2014 Present
Nylife Securities Llc Pella IA 05/2018 Present
Eagle Strategies Llc Pella IA 03/2023 Present
  • 02/2013 → 12/2017
    New York Life Insurance Company
    Hiawatha, IA
  • 02/2013 → 12/2017
    Nylife Securities Llc
    Hiawatha, IA
  • 10/2014 → 03/2024
    William Penn University
    Oksaloosa, IA
  • 12/2014 → Present
    Wiskus Group
    Pella, IA
  • 05/2018 → Present
    Nylife Securities Llc
    Pella, IA
  • 03/2023 → Present
    Pella, IA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 821 Franklin Street, Pella, IA 50219; 2 hours per month; commissions] [Grace Evangelical Lutheran Church ; Youth Group Leader. Lead group of children through devotion, activities, spiritual growth. Elder of Church. Provide service to guide and protect the members of the Church. ; 1715 Burlington Ave, Oskaloosa, IA 52577; Start Date 01/2023; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [ADS Investments, LLC; Purchased a rental property for my wife's daycare business.; 438 N 4th St Oskaloosa, IA 52577; Start Date 02/2021; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Own the property and pay utilities and upkeep.] [OPERATING UNDER THE DBA NAME OF WISKUS GROUP FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; (PELLA, IA); START DATE: 05/2023][Oskaloosa Activities Booster Club; The Booster Club is designed to fundraise and help designate the use of the funds in order to enhance the local High School Activities; 1816 N 3rd St, Oskaloosa, IA 52577; Start Date 09/2024; Role/Title: Board Member; Not Investment Related; 6 hours per month; 1 hours per month during securities trading hours; Vice President, my responsibilities are to help with organizing events, speak with community members and businesses about memberships and sponsorships and to help facilitate board meetings]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2013-03-28
  • S65 Uniform Investment Adviser Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2013-03-28

View on SEC IAPD

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