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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-11-17
  • IA RA
    APPROVED
    Since 2023-11-17

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

160 South 68Th St Suite 1205, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life And Casualty West Des Moines IA 06/1999 Present
Bankers Life Securities, Inc West Des Moines IA 07/2018 Present
Bankers Life Advisory Services, Inc West Des Moines IA 11/2023 Present
  • 06/1999 → Present
    Bankers Life And Casualty
    West Des Moines, IA
  • 07/2018 → Present
    Bankers Life Securities, Inc
    West Des Moines, IA
  • 11/2023 → Present
    West Des Moines, IA
Other Businesses

BANKERS LIFE AND CASUALTY POSITION: Regional Director NATURE: Managing branch managers INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1999 ADDRESS: 160 S 68th st, west des moines IA 50266, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. BARE BISON LLC POSITION: member/farmer NATURE: farming INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 5902 dogwood lane, west des moines IA 50266, United States DESCRIPTION: raise a farm of 300 buffalo PROTEIN HOUSE LLC POSITION: member of LLC/silent partner NATURE: healthy food INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2016 ADDRESS: 11801 Hickman road, Urbandale IA 50323, United States DESCRIPTION: healthy eating fast food restaurant

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-08
S63 Uniform Securities Agent State Law Examination 2018-12-18
  • S65 Uniform Investment Adviser Law Examination
    2023-11-08
  • S63 Uniform Securities Agent State Law Examination
    2018-12-18
Other Names
  • Joshua Hofbauer

View on SEC IAPD

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