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Douglas Lyle Stephens

LPl Financial LLC

Lawrence, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-04-21
  • KS RA
    APPROVED
    Since 2026-04-21

Branch Locations

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifteen:22 Financial Partners Lawrence KS 02/2013 Present
Nations Financial Group, Inc. Lawrence KS 02/2013 04/2026
Lpl Financial Llc Lawrence KS 04/2026 Present
Previous Registrations
Other Businesses

1. 04/2026 - Fifteen:22 Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/21/2026 2. 04/2026 - Stephens Real Estate Referral Network, LC - Mortgage/Real Estate Services - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Lawrence, KS, 66049 - OBA Start Date: 01/01/2013 3. 04/2026 - Stephens Holdings, LLC - Real Estate Rental - Inv Related - 3 Hour(s)/Month - 0 Hour(s) During Trading - Lawrence, KS, 66049 - OBA Start Date: 04/20/2000 4. 04/2026 - Providence, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Lawrence, KS, 66049 - OBA Start Date: 03/01/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-30
  • S66 Uniform Combined State Law Examination
    2013-03-30
Other Names
  • Doug Stephens
  • Douglas Stephens

View on SEC IAPD

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