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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-09 |
| FL | RA | APPROVED | 2025-11-07 |
| CA | RA | APPROVED | 2025-08-08 |
| KY | RA | APPROVED | 2025-07-22 |
| MI | RA | APPROVED | 2025-02-10 |
| MD | RA | APPROVED | 2023-04-17 |
| TX | RA | APPROVED_RES | 2022-07-07 |
| NJ | RA | APPROVED | 2022-04-25 |
| NY | RA | APPROVED | 2021-04-16 |
| VA | RA | APPROVED | 2019-05-13 |
| NC | RA | APPROVED | 2019-05-06 |
| OH | RA | APPROVED | 2018-04-06 |
| AK | RA | APPROVED | 2018-01-08 |
| AZ | RA | APPROVED | 2016-04-11 |
| PA | RA | APPROVED | 2013-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Pittsburgh | PA | 10/2012 | Present |
| Park Ave Securities | Pittsburgh | PA | 04/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-05 |
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