Vinay Bajaj

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Naperville, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Naperville, IL

Previous Registrations

• 2015-01-30 → 2015-03-02
  Pnc Wealth Management Llc
  Naperville, IL
  Belvidere, IL
• 2013-05-30 → 2014-12-08
  Ameriprise Financial Services, Llc
  Downers Grove, IL

Other Businesses

Business Ownership; V & V LLC; Part owner to purchase the property that we are renting for office space; Real Estate Company; 6489 Coach House Rd Lisle, IL 60532, ,; Not Investment-Related; 03/01/2019; 0 hours per month; 0 during trading hours / Mavva Group LLC; Co-owner; Real Estate; 1014 E Prarie Ave, , Des Plaines, IL, 60016; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours / Regal Property Management LLC; Member of the LLC; Real Estate; 9409 N Tripp Ave, , SKOKIE, IL, 60076; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2012-12-21

Other Names

• Vinay Bajaj