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Spencer Kenneth Norman Richards

Eagle Strategies LLC

Vienna, VA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-25
MD RA APPROVED 2026-03-20
  • VA RA
    APPROVED
    Since 2026-03-25
  • MD RA
    APPROVED
    Since 2026-03-20

Branch Locations

8075 Leesburg Pike Suite 400, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coldwell Banker Bethesda MD 10/2015 06/2017
Long And Foster Bethesda MD 06/2017 10/2019
Axa Advisors Llc New York NY 01/2019 07/2019
Pruco Securities, Llc. Vienna VA 08/2019 10/2022
Prudential Insurance Company Of America Vienna VA 08/2019 10/2022
Lincoln Financial Advisors Corporation Kensington MD 10/2022 05/2024
Lincoln Financial Distributors, Inc. Fort Wayne IN 05/2024 11/2024
Compass Real Estate Bethesda MD 11/2019 Present
New York Life Insurance Company Vienna VA 07/2025 Present
Nylife Securities Llc Vienna VA 02/2026 Present
Eagle Strategies Llc Vienna VA 03/2026 Present
  • 10/2015 → 06/2017
    Coldwell Banker
    Bethesda, MD
  • 06/2017 → 10/2019
    Long And Foster
    Bethesda, MD
  • 01/2019 → 07/2019
    Axa Advisors Llc
    New York, NY
  • 08/2019 → 10/2022
    Vienna, VA
  • 08/2019 → 10/2022
    Prudential Insurance Company Of America
    Vienna, VA
  • 10/2022 → 05/2024
    Lincoln Financial Advisors Corporation
    Kensington, MD
  • 05/2024 → 11/2024
    Lincoln Financial Distributors, Inc.
    Fort Wayne, IN
  • 11/2019 → Present
    Compass Real Estate
    Bethesda, MD
  • 07/2025 → Present
    New York Life Insurance Company
    Vienna, VA
  • 02/2026 → Present
    Nylife Securities Llc
    Vienna, VA
  • 03/2026 → Present
    Vienna, VA
Previous Registrations
  • 2022-10-17 → 2024-05-02
    Osaic Fa, Inc.
    Fort Wayne, IN
    Kensington, MD
  • 2019-08-14 → 2022-10-27
    Vienna, VA
    North Bethesda, MD
  • 2019-05-03 → 2019-08-12
    Kensington, MD
    Columbia, MD
    Columbia, MD
Other Businesses

1) COMPASS REAL ESTATE 7200 WISCONSIN AVENUE UNIT 100 BETHESDA, MD 20814 CATEGORY: REAL ESTATE SALES INVESTMENT-RELATED: NO TITLE: AGENT DUTIES: ACT AS AGENT ON REAL ESTATE TRANSACTIONS. START DATE: 11/2019 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-30
  • S66 Uniform Combined State Law Examination
    2019-04-30
Other Names
  • Spencer Kenneth Norman Richards
  • Spencer Richards

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