Spencer Kenneth Norman Richards

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 06/2017
  Coldwell Banker
  Bethesda, MD
• 06/2017 → 10/2019
  Long And Foster
  Bethesda, MD
• 01/2019 → 07/2019
  Axa Advisors Llc
  New York, NY
• 08/2019 → 10/2022
  Pruco Securities, Llc.
  Vienna, VA
• 08/2019 → 10/2022
  Prudential Insurance Company Of America
  Vienna, VA
• 10/2022 → 05/2024
  Lincoln Financial Advisors Corporation
  Kensington, MD
• 05/2024 → 11/2024
  Lincoln Financial Distributors, Inc.
  Fort Wayne, IN
• 11/2019 → Present
  Compass Real Estate
  Bethesda, MD
• 07/2025 → Present
  New York Life Insurance Company
  Vienna, VA
• 02/2026 → Present
  Nylife Securities Llc
  Vienna, VA
• 03/2026 → Present
  Eagle Strategies Llc
  Vienna, VA

Previous Registrations

• 2022-10-17 → 2024-05-02
  Osaic Fa, Inc.
  Fort Wayne, IN
  Kensington, MD
• 2019-08-14 → 2022-10-27
  Pruco Securities, Llc.
  Vienna, VA
  North Bethesda, MD
• 2019-05-03 → 2019-08-12
  Equitable Advisors, Llc
  Kensington, MD
  Columbia, MD
  Columbia, MD

Other Businesses

1) COMPASS REAL ESTATE 7200 WISCONSIN AVENUE UNIT 100 BETHESDA, MD 20814 CATEGORY: REAL ESTATE SALES INVESTMENT-RELATED: NO TITLE: AGENT DUTIES: ACT AS AGENT ON REAL ESTATE TRANSACTIONS. START DATE: 11/2019 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0

Exams

• S66 Uniform Combined State Law Examination
  2019-04-30

Other Names

• Spencer Kenneth Norman Richards
• Spencer Richards