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Geoffrey Adam Balkcom

LPl Financial LLC

Trinity, FL

CRD 6165797

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-04-09
  • FL RA
    APPROVED
    Since 2015-04-09

Branch Locations

Trinity, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Trinity FL 10/2014 Present
Bai Financial Trinity FL 12/2011 Present
  • 10/2014 → Present
    Lpl Financial, Llc
    Trinity, FL
  • 12/2011 → Present
    Bai Financial
    Trinity, FL
Other Businesses

1. 10/23/2014 - BAI FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ TRINITY, FL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-07
  • S66 Uniform Combined State Law Examination
    2015-04-07
Other Names
  • Geoffrey Balkcom

View on SEC IAPD

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