Kimberly Sue Gillen

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2014-09-16

MI RA
APPROVED

Since 2014-09-16

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Farmington Hills	MI	03/2013	Present

03/2013 → Present

Ubs Financial Services Inc.

Farmington Hills, MI

Other Businesses

The Hobo Group, LLC / Partnership / Rental property ownership / Proprietor / owner / Me and the other 3 members will manage an income property, which may include maintenance or other duties to maintain the property. K2 Properties, LLC, This is a rental property, Proprietor / owner, I am an owner of the property. I will be part of maintaining the property and collecting rent, start date-12/31/2023, Berkley MichiganUnited States-48072.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-15

S66 Uniform Combined State Law Examination

2014-09-15

Other Names

Kimberly Sue Evans

View on SEC IAPD