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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-12 |
| PA | RA | APPROVED | 2021-03-08 |
Branch Locations
1 Meridian Blvd Ste 3B01 [Support Center], Wyomissing, PA 19610 • United States
4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Us | Lebanon | PA | 09/2011 | 12/2016 |
| Santander Securities Llc | San Juan | PR | 03/2015 | 12/2016 |
| Santander Bank N.A. | Boston | MA | 02/2017 | 08/2018 |
| Santander Securities Llc | Dorchester | MA | 03/2017 | 08/2018 |
| Pnc Investment Services | Lancaster | PA | 01/2017 | 02/2017 |
| Wells Fargo Bank, Na | Reading | PA | 07/2018 | Present |
| Wells Fargo Clearing Services, Llc | Reading | PA | 08/2018 | Present |
NW PROPERTIES LLC, NOT INV. RELATED, LITITZ, PA, 50% OWNERSHIP, START 04/03/2023, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTIES. RENTAL PROPERTY; INV. RELATED; LANCASTER,PA; 100% OWNERSHIP WITH SPOUSE; START DATE 04/15/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; LANCASTER,PA; 100% OWNERSHIP WITH SPOUSE; START DATE 04/15/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; YORK HAVEN,PA; 100% OWNERSHIP WITH SPOUSE; START DATE 04/15/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; RED LION,PA; 100% OWNERSHIP WITH SPOUSE; START DATE 04/15/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INV RELATED, LEBANON, PA, 50% OWNERSHIP, START DATE: 6/1/23, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER; IOOB CHAPTER 358; INV RELATED;LITITZ,PA; PROMOTE CAMARADERIE AND FELLOWSHIP; TREASURER; START DATE: 04/03/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-26 |
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