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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-25
TX RA APPROVED_RES 2019-11-04
  • AZ RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED_RES
    Since 2019-11-04

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

190 W Magee Suite 182, Tucson, AZ 85704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 02/2013 02/2017
Financial Design Group Phoenix AZ 02/2013 02/2017
Minnesota Life Insurance Co St Paul MN 02/2013 02/2017
Lpl Financial, Llc Tucson AZ 03/2017 Present
Private Advisor Group, Llc Tucson AZ 03/2017 Present
  • 02/2013 → 02/2017
    Securian Financial Services Inc
    St Paul, MN
  • 02/2013 → 02/2017
    Financial Design Group
    Phoenix, AZ
  • 02/2013 → 02/2017
    Minnesota Life Insurance Co
    St Paul, MN
  • 03/2017 → Present
    Lpl Financial, Llc
    Tucson, AZ
  • 03/2017 → Present
    Tucson, AZ
Other Businesses

1. 03/27/2017 - CHRISTOPHER NOYALIS/ Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE/ Start Date 03/31/2017 - 10 hours per month/ 2 hours during trading 2. 03/27/2017 - HARRY S. LODGE AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ Investment Related - At Reported Business Location(s) - Start Date 03/31/2017 - 160 hours per month/ 8 hours during trading 3. 04/10/2017 -Harry S. Lodge & Associates - Investment related - At reported business location(s) - Registered Investment Advisor DBA - 120 Hours per month/ 8 Hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/10/17. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 04/10/2017 -Private Advisor Group -Investment related- At reported business location(s) -Registered Investment Advisor Hybrid -start 03/31/2017 - 160 Hours per month/ 8 Hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/10/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/8/2020 - Anam Inc - Investment Related - Investment Related - Tucson, AZ - Real Estate Rental - Started 06/01/2020 - 0 Hours Per Month - Renting office space. 6. 05/17/2023 - HSL & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/08/2023 - 180 Hours Per Month/ 6 Hours During Securities Trading 7. 04/15/2026 - io Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ during trading 8. 05/12/2026 - io Financial - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-29
  • S66 Uniform Combined State Law Examination
    2013-08-29

View on SEC IAPD

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