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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-25 |
| TX | RA | APPROVED_RES | 2019-11-04 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
190 W Magee Suite 182, Tucson, AZ 85704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 02/2013 | 02/2017 |
| Financial Design Group | Phoenix | AZ | 02/2013 | 02/2017 |
| Minnesota Life Insurance Co | St Paul | MN | 02/2013 | 02/2017 |
| Lpl Financial, Llc | Tucson | AZ | 03/2017 | Present |
| Private Advisor Group, Llc | Tucson | AZ | 03/2017 | Present |
1. 03/27/2017 - CHRISTOPHER NOYALIS/ Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE/ Start Date 03/31/2017 - 10 hours per month/ 2 hours during trading 2. 03/27/2017 - HARRY S. LODGE AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ Investment Related - At Reported Business Location(s) - Start Date 03/31/2017 - 160 hours per month/ 8 hours during trading 3. 04/10/2017 -Harry S. Lodge & Associates - Investment related - At reported business location(s) - Registered Investment Advisor DBA - 120 Hours per month/ 8 Hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/10/17. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 04/10/2017 -Private Advisor Group -Investment related- At reported business location(s) -Registered Investment Advisor Hybrid -start 03/31/2017 - 160 Hours per month/ 8 Hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/10/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/8/2020 - Anam Inc - Investment Related - Investment Related - Tucson, AZ - Real Estate Rental - Started 06/01/2020 - 0 Hours Per Month - Renting office space. 6. 05/17/2023 - HSL & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/08/2023 - 180 Hours Per Month/ 6 Hours During Securities Trading 7. 04/15/2026 - io Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ during trading 8. 05/12/2026 - io Financial - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-29 |
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