Stephanie Michel Kelm

Current Employers

Rise Advisors, Llc

500 Linden Oaks Suite 320, Rochester, NY 14625 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-09
NY	RA	APPROVED	2022-11-08

TX RA
APPROVED_RES

Since 2022-11-09
NY RA
APPROVED

Since 2022-11-08

Branch Locations

500 Linden Oaks Suite 320, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northlanding Financial Partners, Llc	Rochester	NY	02/2013	06/2020
Rise Advisors, Llc.	Rochester	NY	07/2020	Present
Mutual Securities, Inc.	Camarillo	CA	03/2021	03/2022

02/2013 → 06/2020

Northlanding Financial Partners, Llc

Rochester, NY
07/2020 → Present

Rise Advisors, Llc.

Rochester, NY
03/2021 → 03/2022

Mutual Securities, Inc.

Camarillo, CA

Previous Registrations

2019-06-25 → 2020-10-15

Northlanding Financial Partners, Llc

Rochester, NY

Other Businesses

1. Independent Insurance Agent, Sole Proprietor, Start: 02/02, 400 Linden Oaks Suite 120, Rochester, NY 14625, Insurance Agency/Agent of Life, LTC & Fixed Annuities, Investment-related, 1 hour per month, .001 hours per day during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-04-01
S65	Uniform Investment Adviser Law Examination	2019-06-25

S63 Uniform Securities Agent State Law Examination

2021-04-01
S65 Uniform Investment Adviser Law Examination

2019-06-25

Designations

Other Names

Stephanie Michel Patak

View on SEC IAPD