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Michael John Murphy

Ubs Financial Services Inc.

Marlboro, NJ

Weehawken, NJ

CRD 6165554

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-11-29
  • NJ RA
    APPROVED
    Since 2017-11-29

Branch Locations

Marlboro, NJ • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gartland And Mellina Group New York NY 01/2013 09/2017
Ubs Financial Services Weehawkwen NJ 09/2017 Present
  • 01/2013 → 09/2017
    Gartland And Mellina Group
    New York, NY
  • 09/2017 → Present
    Ubs Financial Services
    Weehawkwen, NJ
Other Businesses

John M. & Nancy S. Murphy Foundation, Inc. / United States / 59 Mount Pleasant Rd. Newtown, CT / Charity / Treasurer on the Board / Member of Board of directors / Start Date 5/1/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2017-11-27

View on SEC IAPD

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